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Website title: Securities Lawyers Blog — Published by New York Securities Attorney — Gana Weinstein LLP

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Broker Zachary Bloemen in Hornor, Townsend & Kent, LLC Firm Has Customer Complaint

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Zachary Bloemen (Bloemen), currently associated with Hornor, Townsend & Kent, LLC, has at least one disclosable event. These events include one customer complain...


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Broker Robert Warren in Hightower Securities, LLC Firm Has Customer Complaint

Currently financial advisor Robert Warren (Warren), currently employed by brokerage firm Hightower Securities, LLC has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the rece...


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There are Recent Customer Complaints with Broker Melvin Payne in Firm PHX Financial, INC.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Melvin Payne (Payne), previously associated with PHX Financial, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Pa...


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Broker David Provolt in Fidelity Brokerage Services LLC Firm Has Customer Complaint

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Provolt (Provolt), currently associated with Fidelity Brokerage Services LLC, has at least one disclosable event. These events include one customer complaint, ...


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Broker Antoinette Lucas in Charles Schwab & Co., INC. Firm Has Customer Complaint

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Antoinette Lucas (Lucas), currently associated with Charles Schwab & Co., INC., has at least one disclosable event. These events include one customer complaint, ...


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